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Senior Specialist, Security
Jobs · Finra · Washington, DCOversees and supports day-to-day security operations for assigned FINRA multi-site locations. Responsible for the Floor warden program and evacuation plans at all assigned buildings. Essential Job Functions: * Supervises contract security officers...3 days ago on EquestTools -
Principal Investigator, MRTS-Reporting & Disclosure
Jobs · Finra · Rockville, MDThe Principal Investigator conducts comprehensive and timely investigations, including matters of various sizes and levels of complexity, where there is cause to believe violations exist of applicable rules and securities laws, under FINRA or Regu...6 days ago on EquestTools -
Principal Investigator, MRTS Customer Order Handling
Jobs · Finra · Rockville, MDThe Principal Investigator conducts comprehensive and timely investigations, including matters of various sizes and levels of complexity, where there is cause to believe violations exist of applicable rules and securities laws, under FINRA or Regu...1 week ago on EquestTools -
Principal Counsel, Enforcement
Social Services · Finra · Rockville, MDThe Enforcement Principal Counsel performs rigorous assessment and effective advocacy in Enforcement matters. * Determine and execute an effective risk-based legal strategy to assess the record fairly. * Collaborate with investigative staff to pla...1 week ago on EquestTools -
Counsel, Enforcement
Social Services · Finra · Rockville, MDThe Enforcement Counsel resolves non-complex Enforcement matters, and contributes meaningful high quality work for large complex matters. * Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy + Execute an ef...Over 4 weeks ago on EquestTools