This listing was posted on ListedBuy.
Senior Manager, Audit & Regulatory Compliance - Global Audit
Location:
Toronto
Description:
Requisition ID: 190818 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose Leads and oversees Compliance Management Program for the Audit Department ensuring business strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies and procedures. This includes validation of regulatory issues both on the business and on the Audit Department, Regulatory submission management, Compliance Risk and Control backssment (CRCA) process, compliance with data access policy through enhanced staff monitoring, External Quality Assurance issue management, Code of Ethics compliance and conflict of interest management. Accountabilities Leads and drives a customer focused culture with his team to deepen client relationships and leverage broader Bank relationships, systems and knowledge. Coordinates the tracking, testing and closure of Regulatory Compliance Issues by maintaining records of the status of open issues, researches the relevant regulations and standards and backsses management action plans, audit testing of management action and documents the Chief Auditor’s opinion or recommendation. Supports the collation of evidence for reviews of the Audit department by Regulators and External Auditors and supports the development of action plans undertaken by the Audit Department to address Regulatory issues by maintaining a strong understanding of the applicable regulations and applying judgement. Communicates changes in professional standards, industry best practices and Regulations to the Department through research and liaison with external partners and professional networks. Both the knowledge and the understanding of regulatory changes inform recommendations for changes to Audit Methodology. Coordinates the tracking and monitoring of the Audit Department’s compliance with the IIA Code of Ethics, including mandatory training, annual attestations,. Visit ListedBuy for more information.
Company:
Scotiabank
Posted:
January 20 on ListedBuy
Visit Our Partner Website
This listing was posted on another website. Click here to open: Go to ListedBuy
Important Safety Tips
- Always meet the employer in person.
- Avoid sharing sensitive personal and financial information.
- Avoid employment offers that require a deposit or investment.
To learn more, visit the Safety Center or click here to report this listing.
More About this Listing: Senior Manager, Audit & Regulatory Compliance - Global Audit
Senior Manager, Audit & Regulatory Compliance - Global Audit is a Executive Manager Job at Scotiabank located in United States. Find other listings like Senior Manager, Audit & Regulatory Compliance - Global Audit by searching Oodle for Executive Manager Jobs.
Senior Manager, Audit & Regulatory Compliance - Global Audit is a Executive Manager Job at Scotiabank located in United States. Find other listings like Senior Manager, Audit & Regulatory Compliance - Global Audit by searching Oodle for Executive Manager Jobs.