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Senior Lead Compliance Officer
Management & Exec · Wells Fargo · New York, NYAbout this role: Wells Fargo is seeking a Senior Lead Compliance Officer in Corporate Risk as part of Equity Sales and Trading Compliance. Learn more about the career areas and business divisions at wellsfargojobs.com. Equities Sales and Trading...4 hours ago on Professional Diversity NetworkTools -
Chief Compliance Officer
Management & Exec · Maricopa Community College District · Tempe, AZ… Job ID: 320154 Location: District Support Services Cntr Full/Part Time: Full Time Regular/Temporary: Regular Salary Range $130,515.00 - $169,669.00/annually, DOE Grade 128 Work Schedule Monday - ...TopUSAJobs.com ·1 day ago on TopUSAJobsTools -
Senior Manager, Markets Compliance Officer
Management & Exec · Manhattan, NYRequisition ID: Salary Range:110,700.00:211,800.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate's relevant knowledge, skills, and exp...1 day ago on Tip Top JobTools -
Senior Manager, Markets Compliance Officer
Management & Exec · Scotiabank · New York, NYRequisition ID: 204138 Salary Range: 110,700.00 - 211,800.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate’s relevant knowledge, skill...1 day ago on ScotiabankTools -
Global Head of Compliance Assurance
Management & Exec · Chubb · New York, NYJOB DESCRIPTION The Global Head of Compliance Assurance role will be a key part of the global compliance team with a focus on leading the Compliance Assurance Program globally. The individual will lead the identification, assessment and priorit...3 days ago on InsuranceJobsTools -
Privacy compliance officer/data protection
Management & Exec · New York, NYImmediate need for a talented Privacy Compliance Officer/Data Protection. This is a 06+months contract opportunity with long-term potential and is located in New York, NY(Onsite). Please review the job description below and contact me ASAP if you ...5 days ago on Jobs-SearchTools -
Sr. policy and compliance officer
Management & Exec · Vienna, VAResponsibilities: " Ensures products, services, and operations comply with all internal policies, and legal and regulatory requirements. " Assists Enterprise Risk Management in conducting internal compliance reviews and performing targeted complia...5 days ago on Jobs-SearchTools -
Lead Compliance Officer
Management & Exec · Wells Fargo · Charlotte, NCAbout this role: Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of Corporate & Investment Banking (CIB) Compliance. Learn more about the career areas and business divisions at wellsfargojobs.com. This Lead Compliance ...1 week ago on Professional Diversity NetworkTools -
Associate, Compliance Officer
Management & Exec · Gic · New York, NYGIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an ext...1 week ago on GIC Private LimitedTools -
Document Compliance Officer
Management & Exec · Hyper Recruitment Solutions · Coatham MundevilleWe are currently looking for a Document Compliance Officer to join a leading medical company based in the London area. As the Document Compliance Officer,We are currently looking for a Document Compliance Officer to join a leading medical company ...3 days ago on ListedBuyTools -
Corporate Compliance Officer II - 82562
Management & Exec · Bok Financial · Tulsa, OKReq ID: 75048 Location: Tulsa -TUL Areas of Interest: Risk Management, Compliance Pay Transparency Salary Range: Not Available Application Deadline: 07/31/2024 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and B...1 week ago on BOK FinancialTools -
Corporate Compliance Officer II : 82562
Management & Exec · Tulsa, OKReq ID: 75048 Location: Tulsa :TUL Areas of Interest: Risk Management, Compliance Pay Transparency Salary Range: Not Available Application Deadline: 07/31/2024 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and B...1 week ago on Tip Top JobTools -
Trade compliance officer
Management & Exec · New York CountyResponsibilities: Oversee trading activities to ensure adherence to applicable regulations, laws, and company policies. Collaborate with traders to confirm that all trades comply with regulatory standards and internal guidelines. Develop and imple...5 days ago on Jobs-SearchTools -
Trade compliance officer
Management & Exec · New York CountyJob Title: Trade Compliance Officer Responsibilities: Monitor trading activities to ensure compliance with relevant regulations, laws, and policies work with traders to ensure that all trades are executed in compliance with regulatory requirements...5 days ago on Jobs-SearchTools -
Privacy compliance officer
Management & Exec · New York CountySoftware Guidance & Assistance, Inc., (SGA), is searching for a Privacy Compliance Officer for a Contract assignment with one of our premier Investment Management clients in New York, NY. The Legal and Compliance Department protects the clients re...5 days ago on Jobs-SearchTools