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Chief Compliance Officer, Brokerage
Management & Exec · Robinhood · New York, NYAbout the team + role The Chief Compliance Officer, Brokerage, will champion a culture of compliance and will be responsible for managing compliance for Robinhood's broker dealers. The candidate will serve as an advisor for Robinhood Financial a...TopUSAJobs.com ·6 days ago on TopUSAJobsTools -
Quality and Compliance Officer
Management & Exec · Service Care Solutions · Coatham Mundeville… Service care Solution are currently recruiting for a Quality and Compliance Officer in Childrens Services, with Milton Keynes Council. The Children’s Quality and Compliance Officer will ensure that all services are i...2 days ago on ListedBuyTools -
Quality and Compliance Officer
Management & Exec · Charles Hunter Associates · Coatham MundevilleAre you an experience Nurse looking for a new challenge My client who is a National Charity is looking for the right candidate to support their Quality Assurance. This particular role will concentrate on quality with their medication governance ac...2 days ago on ListedBuyTools -
Compliance Officer Banking
Management & Exec · Additional Resources · Coatham MundevilleCompliance Officer, Risk Officer, Compliance Manager, MLRO, Officer, compliance, financial, Banking Compliance Officer Banking - Central London Salary: £30k - £35k + Excellent Benefits Office Based Working for a leading foreign bank in Central Lon...2 days ago on ListedBuyTools -
Senior Compliance Officer - Advisory and Guidance
Management & Exec · Disability Solutions · Phoenix, AZJob Title:Senior Compliance Officer - Advisory and GuidanceLocation:CityScapeWhat you'll do:The Advisory Senior Compliance Officer serves as a key subject matter expert in ensuring lines of business compliance with applicable regulatory requiremen...TopUSAJobs.com ·1 week ago on TopUSAJobsTools -
Compliance Officer - Marsh - Mercer US & Canada
Management & Exec · MMC Corporate · Boston, MAWhat can you expect? Marsh McLennan's Legal, Compliance and Public Affairs (LCPA) department promotes a culture in which ethical, lawful, and risk mindful behavior is encouraged and reinforced. LCPA develops and implements policies and procedure...1 week ago on InsuranceJobsTools -
Manager, Markets Compliance Officer
Management & Exec · Scotiabank · New York, NYRequisition ID: 198261 Salary Range: 85,700.00 - 159,100.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate’s relevant knowledge, skills...1 week ago on ScotiabankTools -
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · McLeanNYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...5 days ago on Professional Diversity NetworkTools -
Compliance Officer
Management & Exec · Brooklyn, NY… (Brooklyn, NY) Resp to evaluate pharma literature to provide info regarding use of non-prescription drugs; work on customer concerns & problems & provide assistance in prep of various reports that will be used by our Pharmacist,...1 week ago on JobvertiseTools -
Senior Compliance Officer (Inspector (Specialist) 3))
Management & Exec · The Government Of Nova Scotia · DartmouthCompetition # : 40296 Department: Service Nova Scotia Location: DARTMOUTH Type of Employment: Permanent Union Status: NSGEU - NSPG Closing Date: 14-Sep-23 ( Applications are accepted until 11:59 PM Atlantic Time) About Us At Service Nova Scotia, w...6 days ago on ListedBuyTools -
Government Contracts Compliance Officer
Management & Exec · PCL Construction · Denver, COThe future you want is within reach. At PCL, we build the places where life happens and find camaraderie in the process. We're a community of builders committed to building better communities. That's why we're always looking ahead, and not just to...1 week ago on PCL ConstructionTools -
Regulatory Compliance Officer - North America
Management & Exec · Foundever™ · United StatesFoundever™ is seeking a North America Regulatory Compliance Officer to lead local compliance programs in North America. The "Global Compliance Program" at Foundever includes three primary pillars: Operational Compliance Corporate Compliance Privac...1 week ago on Foundever™Tools -
Manager, CIB & Research Compliance Officer
Management & Exec · Scotiabank · New York, NYRequisition ID: 193847 Salary Range: 85,700.00 - 159,100.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate’s relevant knowledge, skills...2 weeks ago on ScotiabankTools -
Senior Manager, Markets Compliance Officer
Management & Exec · Scotiabank · New York, NYRequisition ID: 193881 Salary Range: 110,700.00 - 211,800.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate’s relevant knowledge, skill...2 weeks ago on ScotiabankTools -
Compliance Executive
Management & Exec · SRG · Coatham Mundeville… Insurance Gibraltar Competitive Salary Package Hybrid Compliance Executive required for an expanding insurance company based in Gibraltar. This is a real opportunity within a FTSE 100 Group to be an integral part of the Compli...1 week ago on ListedBuyTools