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Principal Analyst, MAP - Any Finra Location
Jobs · Finra · New York, NYThe Principal Analyst has demonstrated a highly proficient level of competence in identifying risks, developing regulatory strategies to address those risks, and working with internal and external constituents to achieve the goals of the departmen...1 day ago on EquestTools -
Senior Specialist, Security
Jobs · Finra · Washington, DCOversees and supports day-to-day security operations for assigned FINRA multi-site locations. Responsible for the Floor warden program and evacuation plans at all assigned buildings. Essential Job Functions: * Supervises contract security officers...4 days ago on EquestTools -
Principal Investigator, MRTS-Reporting & Disclosure
Jobs · Finra · Rockville, MDThe Principal Investigator conducts comprehensive and timely investigations, including matters of various sizes and levels of complexity, where there is cause to believe violations exist of applicable rules and securities laws, under FINRA or Regu...1 week ago on EquestTools