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Principal Analyst, Regulatory Services Management
Jobs · Finra · Rockville, MDThe Principal Analyst in the Regulatory Services Management team (“RSM”) in FINRA’s Department of Market Regulation and Transparency Services (“MRTS”) is responsible for performing a wide variety of tasks in support of establishing and maintaining...1 week ago on EquestTools -
Senior Analyst, Market Regulation-CAT Reporting
Jobs · Finra · Rockville, MDThis Senior Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews to identify unusual market activity for evidence of violations of applicable feder...3 weeks ago on EquestTools -
Analyst, CAT Helpline
Jobs · Finra · Rockville, MDThe Helpline Analyst will work with internal and external constituents to provide specialized technical support to the Consolidated Audit Trail (“CAT”) Industry Members. The Analyst applies analytical skills to conduct research and coordinate proc...4 weeks ago on EquestTools